FINANCIAL crimes LAWYER

Securities and financial fraud may take many forms. I have extensive experience, as both an attorney and former stockbroker and securities compliance officer, with financial laws and regulations, the litigation and arbitration process, and the roles of the various government agencies in securities and financial law enforcement.

I represent victims and the accused.

If you have been wrongfully treated by a stock broker, investment adviser, insurance agent, or financial institution, or are being investigated by Federal or state securities, banking or insurance regulators, you need an experienced attorney.